Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Manager to join its high-performing compliance function.
Our client, a leading global financial institution, is seeking a VP, Senior Compliance Officer – Monitoring & Testing Manager to join its high-performing compliance function. This is an exceptional opportunity to play a critical leadership role in delivering a robust and strategically aligned compliance monitoring and testing programme. You will lead on high-impact reviews, contribute to strategic regulatory projects, and be a trusted partner to senior stakeholders across the business. The organisation is renowned for its strong culture of internal mobility and long-term career progression.
Provide senior stakeholders with actionable insights into compliance and conduct risk across EMEA. Deliver risk-based assurance to management and regulators across a wide range of regulatory themes. Lead the design, planning, and execution of complex thematic and desk-based reviews. Execute high-quality, technically sound compliance testing aligned with regulatory expectations and industry best practice. Conduct deep-dive reviews to assess the effectiveness of controls in mitigating financial crime, market abuse, and other key risks. Act as a subject matter expert on UK and EU regulatory frameworks and support wider compliance initiatives and projects. Build and maintain effective working relationships with front office and support function stakeholders.The successful candidate must have:
Strong experience in compliance testing, monitoring, or internal audit within an investment bank or financial services institution. Excellent technical knowledge of UK and EU compliance and conduct risk frameworks. Proven ability to manage and execute complex compliance reviews independently. Strong stakeholder management and communication skills.Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates