Are you ready to make a meaningful impact in financial markets? As a Compliance Advisor, you’ll collaborate with industry leaders, drive responsible business growth, and help shape the future of risk management. We foster a culture of innovation, teamwork, and continuous improvement. If you’re passionate about compliance and eager to work in a dynamic environment, this is the opportunity for you.

As the Vice President, Compliance Advisor within the Fixed Income, Currency and Commodities team, you are responsible of supporting the business growth and maintaining resilience. You will provide expert guidance on regulatory requirements, contribute to business strategies, and promote process enhancements. You’ll work closely with stakeholders across the region, helping us anticipate and address emerging risks while fostering a culture of excellence and collaboration.

Job Responsibilities

Advise on compliance matters for the FICC business regionally, with a focus on CommoditiesAssess regulatory and compliance risks in existing and proposed business activitiesInitiate, coordinate, and implement process enhancements as neededManage regulatory updates, developments, and inquiries in the regionLiaise with global compliance counterparts to communicate APAC issues and stay informed on global initiativesReview new products and initiatives from a compliance perspectiveSupport the design, development, and ongoing operation of the compliance programPrepare and deliver compliance training materials across AsiaDraft and manage the rollout of compliance policies, procedures, and guidelinesCollaborate with country and corporate compliance groups and other control functions such as Operations, Technology, Finance, Tax, and Legal

Required Qualifications, Capabilities, and Skills

Bachelor’s degree in Finance, Economics, or a related disciplineMinimum 6 years of experience within a securities firm, bank, or equivalent financial institution in the Asia Pacific region, with experience in FICC productsStrong familiarity with FICC business and related regulationsExcellent communication, interpersonal, and influencing skillsProven analytical, problem-solving, and organizational abilitiesDemonstrated ability to manage multiple projects simultaneouslyAbility to work independently and collaboratively within a teamHigh attention to detail and inquisitive mindset

Preferred Qualifications, Capabilities, and Skills

Professional qualifications from reputable training institutes or professional bodies Experience delivering compliance training and developing compliance programsPrior experience working with global teams and stakeholdersKnowledge of regulatory requirements including relevant global and Asia regulationsExperience in commodities complianceProject management certification or experienceAdvanced proficiency in data analysis or technology tools relevant to compliance