Join JPMorgan Chase as a Control Manager - Senior Associate within Treasury/Chief Investment Office! The Treasury/Chief Investment Office is responsible for managing the Firm’s balance sheet including its interest rate, liquidity, and capital risks, and Funds Transfer Pricing framework; it monitors and oversees interconnectedness between the Firm and its legal entities.
As a Control Manager - Senior Associate within the Treasury/Chief Investment Office, you will be in the first line of defense, collaborating with business executives and process owners to identify risks, assess impacts, design sustainable controls, and monitor their effectiveness. You will support the execution of the Control and Operational Risk Evaluation (CORE) program for the Treasury/Chief Investment Office, with a focus on the Finance function, supporting the Investment Portfolio and Treasury Funding teams.
Job responsibilities:
Maintain the CORE Process, Risk and Control inventory, and related risk impact and control effectiveness ratings to provide an accurate reflection of the business’ operational risk profilePartner with the central testing utility to assess the results of control design and performance evaluationsLead top-down risk analysis, real time control issue detection, escalation, root cause analysis and remediation; work with a sense of urgency on emerging issuesPerform lessons learned analyses on internal and/or external risk events and assess potential weaknesses / identify opportunities for improvementIdentify meaningful metrics (KRIs/KPIs) as indicators of the operational risk and control environment; escalate control deficiencies based on key reporting indicators; Facilitate change management reviews with Process OwnersExecute against the requirements of various other firm control and compliance programs, which may include but not be limited to: SOX and CCAR CFO Attestation Program, NBIA/business change management, Office of Legal Obligations, Estimations and Model Risk Management, User Tool, and Intelligent Solutions Control FrameworksPartner with colleagues from the LOBs and Functions such as Compliance, Risk, Legal, HR, and Technology to drive consistent and rigorous operational risk and control practices; partner with regional business and other control partners in an effort to create consistency in the control environment and underlying processes globallyRespond timely to challenges and recommendations from the 2nd Line of Defense (Compliance Conduct & Operational Risk) and 3rd Line of Defense teams (Internal Audit) teamsSupport Regulator and other reviews and escalate inquiries and findings as necessary; contribute items for escalation to the T/CIO Control CommitteeServe as a trusted controls partner to the Business and act as their go-to for all controls related matters
Required qualifications, capabilities, and skills:
Bachelor’s degree required 5+ years of experience in financial services industry with background in controls, audit, SOX, quality assurance, operational risk management, or bank financial reportingProficiency in Microsoft Office Suite (Word, Excel, PowerPoint)
Preferred qualifications, capabilities, and skills:
Understanding of financial, capital and liquidity reporting including, but not limited to, 10K/Q, FR Y-14, FR Y-9C, LCR, NSFRSubject matter expertise in portfolio management, treasury, and related financial and regulatory reportingUnderstanding of banking regulationsFamiliarity or experience with Alteryx or similar data manipulation and workflow automation tools