If you are driven and have strong knowledge trade lifecycle, securities operations with a combination of controls, regulatory and process improvement methodologies, this could be a role for you.

As a Trade Lifecycle II Associate within Asia Settlements team, you will play a key role in assimilating information, analyzing complex and varied data, and articulating the challenges, solution vision and specific next steps. You will assist the VP to manage the region’s Settlements team focusing on controls, regulatory, compliance,  change management, and governance.

Job responsibilities:

Review and ensure that processes and controls are in compliance with applicable local and regional regulations such as Client Money

Drive process reviews and demonstrate a strong Control and Risk awareness to identify, escalate, control, and mitigate potential issues

Ensure robust change management process to cover system implementations, new product / client implementations, regulatory and market change, and data and digital tools

Ensure audit readiness for all operations teams

Assist in creating governance/business decks to be presented to stakeholders.

Participate in global and local projects including new business, system enhancements and market rule changes.

Required qualifications, capabilities, and skills

Bachelor’s degree in Business, Accounting, Finance, or Economics

Knowledge of the securities industry including lifecycle of a trade, settlement process and broker dealer activities. 

Knowledge of controls, regulations, governance and change management process.

Ability to create reports and present to differing audiences especially senior stakeholders.

Ability to organize, lead and collaborate across different groups and regions.

Strong analytical, prioritization, organizational, multi-tasking, and negotiation skills.

Preferred qualifications, capabilities, and skills

With intermediate knowledge on the Intelligent Automation Tools (i.e. Tableau, Alteryx, UIPath).

Series 99 license.