Our Internal Audit group is an independent function accountable to the Audit and Examining Committee of the Board of Directors, the Office of the Chairman, senior management and our global and local regulators. Internal Audit is comprised of more than 1,000 auditors, located in key locations across the globe, and is responsible for assessing the adequacy of the control environments across the firm's lines of business.

As a Technology Auditor - Associate within the Asset & Wealth Management (AWM) Technology Audit Team, you will execute the annual audit plan, participate in audit engagements by performing audit testing, and participate in various continuous monitoring efforts. This position is ideal for someone with knowledge of various technologies, operating systems, databases and data analytical skills, as well as the audit and risk skills to be able to effectively execute global technology audits. 

 

Job responsibilities

Participate on technology audit engagements, from planning to reporting, and produce quality deliverables to both department and professional standards, while ensuring audits are completed timely and within budget.Work closely with global Audit colleagues in the early identification of emerging control issues, and report them in a timely manner to Audit management and business stakeholdersPartner with stakeholders, business management, other control groups (i.e. risk management, compliance, fraud prevention), establishing strong working relationships while maintaining independenceFinalize audit findings and use judgment to provide an overall opinion on the control environment by developing recommendations to strengthen internal controlsCommunicate audit findings to management, and identify opportunities for improvement in the design and effectiveness of key controlsStay up-to-date with evolving industry/regulatory changes impacting the business and participate in appropriate control forumsFind ways to drive efficiency with existing technical infrastructure through automation while embracing the innovative opportunities offered by new technologiesRecognize the confidential nature of Internal Audit communications and access to information; exercise discipline in protecting the confidentiality and security of information in accordance with firm policy.

Required qualifications, skills and capabilities

Knowledge and experience in various Technology and Cyber domains, for e.g., Software Lifecycle Development (SDLC), Vulnerability Management, Change Management, etc.Understanding of internal control concepts, with proven ability to evaluate and determine the adequacy of controls by considering business and technology risks in an integrated manner.Strong data analytical skills with extensive experience and ease of use with industry-leading data analytics tools such as Alteryx and Tableau.Strong analytical skills, particularly with regards to assessing the probability and impact of an internal control weakness.Excellent written, verbal, and presentation skills; adept at presenting complex and sensitive issues to senior management and strong interpersonal and influencing skills, with the ability to establish credibility and build partnerships with senior business and control partners.Enthusiastic and self-motivated, with a keen interest in learning; effective under pressure and willing to take personal responsibility/accountability as well as flexible to changing business priorities and ability to multitask in a constantly changing environment.

 Preferred qualifications, skills and capabilities

Experience with internal audit methodology and applying concepts in audit delivery and execution preferred.Certified in CISA, CISM or other technology audit certifications.Bachelor's degree in Technology or related fieldPreferred internal or external technology auditing experience, or relevant technology risk and control management experience.