Assess risk exposure of regulated investment dealers and mutual fund dealers, with a focus on financial stability and insolvency risk.\r\nAnalyze financial statements and regulatory filings, identifying areas of concern and monitoring firms facing operational or capital challenges.\r\nSupport quarterly and special risk assessments, including validating model inputs, performing calculations, and preparing detailed reports.\r\nProvide insights and recommendations on industry developments, new products, and regulatory policy changes that may affect systemic risk.\r\nCollaborate with regulators and industry stakeholders to address capital and risk-related issues.\r\nAssist in insolvency proceedings for Member Firms, including data analysis, reporting, and support for resolution efforts.\r\nPrepare presentations and briefing materials for management and committees, highlighting key risks and recommended actions.\r\nContribute to ad-hoc reviews and projects, ensuring effective oversight of risk across the membership base.\r\n\r\n

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TMGNY\r\n"