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Old Mutual is a firm believer in the African opportunity and our diverse talent reflects this.

Job Description

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The individual will as part of the team be responsible for the automated and/or manual processes for ensuring pre- and post-trade compliance with portfolio guidelines and restrictions in respect of client portfolios and other related matters.

Work with the OMIG’s portfolio compliance officers, legal and operations team.Review, interpret, clarify and sign-off mandate guidelines and conditions.Assist in monitoring mandate guidelines and restrictions as well as establishing and testing automated or manual processes to facilitate this monitoring.Assist in coding mandate requirements and legislative rules within the automated compliance and trading system (Charles River and other compliance/ trading systems).Peer review coded rules.Interact with traders and portfolio managers in the evaluation and resolution of pre- or post-trade compliance breaches and queries.Understanding of legislation and regulations impacting OMIG client mandates, such as South African Regulation 28, CISCA BN90, Medical Aid Schemes Act Reg 30, UCITS, Namibian Unit Trust legislation, Namibian Regulation 28 legislation amongst others.Assist with the classification of instruments where applicable.Proactively seek ways to continuously improve and refine the portfolio compliance processes.Compile compliance and board reports based on monitoring conducted.Resolve portfolio compliance issues and partake in meetings and discussions.Address ad hoc portfolio compliance queries from the business.Able to navigate and extract information from back-office systems.Provide guidance on investment compliance related matters as required

Skills

Compliance Software, Data Compilation, Engineering Standards, Executing Plans, Legal Practices, Performance Management Design, Policies & Procedures, Procurement Performance, Project Quality Management, QA Methodologies, Regulatory Compliance Management, Requirements Development

Competencies

Balances StakeholdersCommunicates EffectivelyFinancial AcumenInstills TrustInterpersonal SavvyManages AmbiguityManages ComplexityOptimizes Work Processes

Education

NQF Level 7 - Degree, Advance Diploma or Postgraduate Certificate or equivalent

Closing Date

30 July 2025 , 23:59

The appointment will be made from the designated group in line with the Employment Equity Plan of Old Mutual South Africa and the specific business unit in question.

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