Are you a strategic thinker with a passion for risk management and regulatory excellence? Join Raymond James Wealth Management Group Ltd. (RJWM) as a Senior Manager – Internal Audit and lead a high-impact audit function across our UK wealth management businesses, including Raymond James Wealth Management Ltd. and Raymond James Investment Services Ltd.

This is a pivotal leadership role where you’ll drive audit strategy, manage complex engagements, and collaborate with senior stakeholders across the UK and the broader Raymond James Financial Inc. (RJF) network.

What You’ll Do

Lead the delivery of a comprehensive, risk-based audit plan aligned with UK regulatory standards. Oversee multiple audit engagements from planning to reporting, ensuring quality and timeliness. Provide subject matter expertise in UK wealth management and regulatory compliance. Manage and mentor a team of auditors and external consultants. Build strong relationships with senior leaders and external control groups. Communicate audit findings clearly and influence decision-making. Ensure adherence to internal audit methodology and quality assurance standards. Monitor emerging risks and regulatory developments through continuous monitoring. Contribute to strategic initiatives and drive operational efficiency.

What You Bring

Knowledge of:

IIA Standards, UK Corporate Governance Code, FCA regulations. UK financial regulations (e.g., SMCR, MiFID II, Basel III). Internal control frameworks (e.g., COSO). UK wealth management products and services.

Skills in:

Leading complex audits and risk assessments. Managing multiple priorities and stakeholders. Data analysis and control effectiveness evaluation. Coaching and developing high-performing teams.

Ability to:

Align audit activities with business strategy and risk landscape. Navigate complex regulatory environments with sound judgment. Influence senior stakeholders and drive change. Thrive in a dynamic, fast-paced environment.

Your Background

Bachelor’s degree in Business, Finance, Accounting, or related field. Master’s degree or Level 4 Diploma in Public Practice Accountancy and Taxation (preferred). Significant audit experience in financial services, with a strong managerial track record.

Preferred Certifications:

ACA, CA, CIA, CFSA, CCSA, CGAP, CPA, or ACCA.  

Why Join Us?

At Raymond James, we believe in empowering our people to make a difference. You’ll be part of a collaborative, forward-thinking team that values integrity, innovation, and excellence. If you're ready to lead with purpose and shape the future of internal audit, we’d love to hear from you.