Welcome page Returning Candidate? Log in Senior Manager, Fixed Income Risk and Supervision Job Locations US-TX-Westlake Requisition ID 2025-113981 Posted Date 7 hours ago(8/19/2025 7:10 PM) Category Risk & Regulatory Salary Range USD $110,000.00 - $145,000.00 / Year Application deadline 8/29/2025 Position Type Full time Your Opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.

 

Schwab’s Wealth and Advice Solutions (WAS) organization is building and delivering an industry-leading wealth management experience. WAS’ vision and mission is to make wealth management more accessible, delivering for clients today while innovating for tomorrow.

 

We are looking for a Centralized Risk Supervisor within our Wealth Advice Solutions Risk & Governance (WAS R&G) organization to perform supervisory-related functions and controls based on the activities performed by registered representatives at Schwab with a focus on Advisory Services. This Centralized Risk Supervisor will play a key role in contributing to supervisory program reviews of electronic communications, fixed income product/service recommendations, trading activity, trend reporting and desktop procedures updates. This is an individual contributor role in which you’ll collaborate with business partners across the firm, building effective working relationships with various levels of WAS employees from client-facing representatives to Senior Leadership.

What you have

Required Qualifications:

Bachelor’s degree or equivalent work experience Active and valid Series 7 licenseActive and valid Series 66 license, or equivalentActive and valid Series 9/10 license, or equivalent

Preferred Qualifications:

2-3 years’ supervision/compliance/regulatory experienceStrong investment industry knowledge and understanding of compliance and regulatory requirements applicable to fixed income and annuity products and servicesStrong communication and relationship skills, including experience working with various levels of managementStrong and demonstrated time management, analytical, and organization skillsWorking knowledge of standard industry rules and regulationsStrong relationship management skills, including ability to develop collaborative working relationships and promote a risk-focused culture Options Apply for this jobApplyShareRefer a friendRefer Sorry the Share function is not working properly at this moment. Please refresh the page and try again later. Share on your newsfeed Why work for us?

Own Your Tomorrow embodies everything we do! We are committed to helping our employees ignite their potential and achieve their dreams. Our employees get to play a central role in reinventing a multi-trillion-dollar industry, creating a better, more modern way to build and manage wealth.

 

Benefits: A competitive and flexible package designed to empower you for today and tomorrow. We offer a competitive and flexible package designed to help you make the most of your life at work and at home—today and in the future.   Application FAQs

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