Do you enjoy advising and supporting front office colleagues to ensure compliance? Are you excited to be part of strategic projects within the UBS group?

We are looking for a Senior compliance and operational risk officer to:

• support the business in remaining compliant within the regulatory environment and managing their risk
• prepare compliance input for UBS Saudia Arabia Riyadh Branch governance meetings and relevant risk and control forums.
• work on customer due diligence checks (KYC) on new clients as per SAMA Account opening Rules AOR requirements and in accordance with firm-wide AML stand
• effectively manage an open and co-operative relationship with SAMA and other local authorities, including responding to regulatory enquires (such as via Samanet/Tanfeeth/AML&CTF requests and attend regulatory committees & meeting
• keep up to date on any regulatory changes and drive remediation of any gaps with processes and policies
• participate in reviewing new business initiatives and transactions to support pre-approval by C&ORC.
• perform compliance risk assessment, implement the compliance action plan and monitoring programs established for UBS Saudi Arabia Riyadh Branch
• provide training to business to ensure compliance regulatory requirements.
• help in investigating actual or potential breaches of law, regulation, policy and procedures in accordance with the Disciplinary Policy. Align with Central SMEs, discuss with team leaders and report accordingly