Together we fight for everyone’s opportunity for a better financial future.

We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status quo is not good enough … we believe every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a better financial future.  We know that reaching this future depends on our actions today.

Like our Purpose Statement, Voya believes in being bold and committed to action.  We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We believe that our employees own our culture and have a responsibility to foster an environment where we all feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our vision.

Are you ready to join a company with a strong purpose and a winning culture? Start your Voyage – Apply Now

Position Summary:

Responsible for the preparation and execution of securities business related audits in registered

and non-registered branch offices across the U.S., write reports of these audits and oversee to

completion.

Position Description:

Involved in the following activities to ensure compliance with laws and regulations:

Prepare and perform audits of assigned offices and provide reporting within the requisite time frame.Develop an annual plan for auditing to ensure efficient use of time and travel budget.Follow written policies and procedures to ensure consistent and proper auditing and reporting practices.Provide direction and support to business partners on compliance policies and procedures.Work with a high degree of independence and responsibility for your results,Position may require 20% - 50% travel time usually involving overnight stays, depending on current regulatory requirements.Maintain contemporary knowledge of federal regulations that govern the securities business.Maintain ethical standards of conduct at all times.Recommend new policies and procedures.Participate in the obtaining of information and records in response to regulatory examsAssist with response to market conduct exams.Other duties and projects as assigned.

Knowledge & Experience:

FINRA registrations S7 and S24 are required.Five years relevant experience in compliance or related/relevant industry experience.Some audit experience in a securities environment is required.Extensive knowledge and understanding of life insurance, annuity products, securities and/or investment advisory products.Excellent verbal and written communication skills.Strong leadership required. Proven ability to manage high volumes under tight deadlines while maintaining accuracy and minimizing risk to the company.Proven ability to prioritize assignments and maintain and/or exceed established processing timeframes.Leadership expected (e.g., taking proactive steps to assist other team members, working towards solutions versus only problem identification).Consistently works with business leaders and compliance team with reliable results under minimal supervision.Consistently demonstrates an ability to work across other lines of business and/or departments for Continuous Improvement opportunities.Takes responsibility for errors and applies new knowledge to next situation.Ability to travel approximately 20% of the time.

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Compensation Pay Disclosure:

Voya is committed to pay that’s fair and equitable, which means comparable pay for comparable roles and responsibilities.

The below annual base salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to base salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and/or long-term incentives) based on the role to reward the achievement of annual performance objectives. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Voya Financial is willing to pay at the time of this posting.

Actual compensation offered may vary from the posted salary range based upon the candidate’s geographic location, work experience, education, licensure requirements and/or skill level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

$73,900 - $92,370 USD

Be Well. Stay Well.

Voya provides the resources that can make a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That’s why we offer an array of plans, programs, tools and resources with one goal in mind: To help you and your family be well and stay well.

What We Offer

Health, dental, vision and life insurance plans401(k) Savings plan – with generous company matching contributions (up to 6%)Voya Retirement Plan – employer paid cash balance retirement plan (4%)Tuition reimbursement up to $5,250/yearPaid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.Paid volunteer time — 40 hours per calendar year

Learn more about Voya benefits (download PDF)

Critical Skills

At Voya, we have identified the following critical skills which are key to success in our culture:

Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.Critical Thinking: Thoughtful process of analyzing data and problem solving data to reach a well-reasoned solution.Team Mentality: Partnering effectively to drive our culture and execute on our common goals. Business Acumen: Appreciation and understanding of the financial services industry in order to make sound business decisions.Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more about Critical Skills

Equal Employment Opportunity

Voya Financial is an equal-opportunity employer. Voya Financial provides equal opportunity to qualified individuals regardless of race, color, sex, national origin, citizenship status, religion, age, disability, veteran status, creed, marital status, sexual orientation, gender identity, genetic information, or any other status protected by state or local law.

Reasonable Accommodations

Voya is committed to the inclusion of all qualified individuals. As part of this commitment, Voya will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to perform essential job functions, and/or to receive other benefits and privileges of employment, please reference resources for applicants with disabilities.

Misuse of Voya's name in fraud schemes