Are you an expert on risk and supervision? Do you know how to make the right call-in challenging situations? We’re looking for someone like you to:

• identify, evaluate and mitigate risks and proactively and formulate holistic solutions which meet the interests of the business
• manage review of various supervision processes to ensure appropriate review has occurred and sustainable processes are in place
• partner with Compliance on all compliance matters, including providing input to policy and supporting communication of policies
• address systemic supervisory and emerging business issues, escalating as required
• ensure that procedures are in place and supervisory policies have been set up across all relevant areas at the regional and/or Business Area level
• drive initiatives related to sales supervision, compliance, and business risk, including implementation and education
• perform some delegated branch operational risk and supervisory functions (e.g. self-audit, active account reviews, non-operational client issues and complaints, etc.)
• maintains, as required, operational risk taxonomies and provides challenge of front to back control environment while considering practical solutions
• maintain, as required, operational risk taxonomies and provides challenge of front to back control environment while considering practical solutions

Detailed salary information:
• Weehawken: the salary range for this role is $145000 to $175000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.