Toronto, ON, M5R 1A6, CAN
14 days ago
Regulatory Compliance Specialist
Regulatory Compliance Specialist– Lending & Deposit Operations (Toronto Hybrid) Job Overview: We are seeking a detail-oriented and analytical Regulatory Compliance Analyst to support our Lending & Deposit Operations teams. This role is critical in ensuring our business units remain compliant with evolving federal and state regulations. You will work closely with the Product Operations Business Unit Compliance Team to enhance compliance programs, assess regulatory changes, and support risk management initiatives. Key Responsibilities: Under the guidance of the Business Unit Compliance Officers, you will: + Analyze and assess the impact of federal and state regulations on lending and deposit operations. + Review operational processes to evaluate the adequacy of compliance controls. + Assist in the completion of Regulatory Compliance Risk Assessments. + Draft internal compliance processes and documentation. + Identify and implement opportunities for improved compliance controls. + Develop and execute monitoring and testing plans. + Build and maintain a regulatory control inventory. + Prepare summary reports on regulatory reviews, risk assessments, and monitoring activities. + Support quality assurance reviews and related compliance tasks. Must-Have Qualifications: + Proven experience interpreting and applying federal banking regulations (e.g., Reg E, Reg CC, Reg DD, NACHA, Remote Deposit). + 2+ years of experience in deposit compliance and banking compliance. + Experience in lending and deposit operations within a financial institution. + Strong analytical and problem-solving skills. + Proficiency in Microsoft Excel; Outlook, Word, and PowerPoint are a plus. + Excellent written and verbal communication skills. + Ability to work independently and manage multiple priorities under tight deadlines. Preferred Qualifications: + Experience in risk management and project coordination. + Advanced degree in a related field (e.g., JD, MBA, or Master’s in Compliance/Risk Management). + Familiarity with compliance monitoring tools and frameworks. Pay and Benefits The pay range for this position is $20.00 - $26.00/hr. Workplace Type This is a hybrid position in Toronto,ON. À propos de TEKsystems et TEKsystems Global Services Nous sommes un fournisseur de services aux entreprises et de technologies. Nous accélérons la transformation de nos clients. Notre compétence en stratégie, conception, exécution et opérations libère la valeur de l’entreprise par un éventail de solutions. Nous sommes une équipe de 80 000 personnes qui collaborent avec plus de 60 000 clients, notamment 80 % du Fortune 500 en Amérique du Nord, Europe et Asie, qui collaborent avec nous dans le cadre de nos capacités full-stack et notre rythme. Nous sommes des penseurs stratégiques, des collaborateurs pratiques qui aident les clients à exploiter le changement et maîtriser le dynamisme de la technologie. Nous bâtissons le futur en livrant les résultats et en créant un impact positif dans nos communautés mondiales. TEKsystems et TEKsystems Global Services sont des entreprises d’Allegis Group. Découvrez d’autres informations à TEKsystems.com. About TEKsystems and TEKsystems Global Services We’re a leading provider of business and technology services. We accelerate business transformation for our customers. Our expertise in strategy, design, execution and operations unlocks business value through a range of solutions. We’re a team of 80,000 strong, working with over 6,000 customers, including 80% of the Fortune 500 across North America, Europe and Asia, who partner with us for our scale, full-stack capabilities and speed. We’re strategic thinkers, hands-on collaborators, helping customers capitalize on change and master the momentum of technology. We’re building tomorrow by delivering business outcomes and making positive impacts in our global communities. TEKsystems and TEKsystems Global Services are Allegis Group companies. Learn more at TEKsystems.com. The company is an equal opportunity employer and will consider all applications without regard to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.
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