We are looking for a Central Compliance Officer who can play a key role in the Regulatory Management area, covering the following matters:
• Licensing and Registration for JSDA & FFA
• Regulatory reporting, including Large Shareholder Reporting
• Regulatory notifications and filings (support)
• Onsite/Offsite inspection coordination (support)
• Regulator communication (support)
• Regulatory development tracking via RGS+ tracking tool
• C&ORC owned internal policies and procedures reviews and updates