Manager - Regulatory Compliance GSC
HSBC
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HSBC is one of the largest banking and financial services organisations in the world, with operations in 64 countries and territories. We aim to be where the growth is, enabling businesses to thrive and economies to prosper, and, ultimately, helping people to fulfil their hopes and realise their ambitions.
We are currently seeking an experienced professional to join our team in the role of Manager - Regulatory Compliance GSC.
Principal responsibilities
Fostering a positive culture of compliance by working proactively with the business line/global function/GCOOGCIO, Chief Control Officers (CCOs) and other compliance professionals to ensure that best practices are followed in accordance with the applicable regulations and internal policy.Providing compliance support, advice and guidance to the first and second lines of defense related to assigned regulation(s), regulatory requirements and/or compliance risks.Support the Group's RC strategy by identifying, informing and advising Site Lead/Senior Management of any developing issues and trends that may impact or be relevant to the Group's management as appropriate of RC risk.Supporting the execution of impact analysis and advice on regulatory change; driving co-ordination and execution of the various Regulatory Compliance change work ensuring alignment with Group strategy and policy.Ensure effective Regulatory Compliance input to the governance and reporting processes operated by GSC management.Providing RC-related advice and guidance and recording of the same through the applicable channels or platforms such as Ask Compliance; assist in any associated enhancements if any; and where necessary, challenge the RC-related risk and controls.
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