FIND YOUR 'BETTER' AT AIA

We don’t simply believe in being ‘The Best’. We believe in better - because there’s no limit to how far ‘better’ can take us.

We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the life they live and the difference they make. So that together we can support even more people - including our own - to live Healthier, Longer, Better Lives.

If you believe in better, we’d love to hear from you.

About the Role

Support the Head of Compliance & Risk in performing investment compliance monitoring (including post-trade monitoring), surveillance and reporting in relation to matters concerning AIMHK managed portfolios, SFC licensing, SFC authorized funds and MPF funds, KYC/AML, trading regulations and staff personal dealing.

Roles & Responsibilities:

Provide skilled investment compliance advice/ support to the company (and group companies if required) in relation to SFC and MPFA regulatory matters, such as SFC licensing, SFC authorised funds’ investment and marketing requirements, MPF and ORSO funds’ investment requirements, MPF intermediary compliance, AML, and related filing and reporting, as well as AIA internal investment governance and compliance requirements, etc.Handle surveillance of front office (investment management, trading, investment advisory and marketing) activities and enforce compliance policies generally.Conduct compliance monitoring and risk review (both operational and investment risks) regarding investment management, advisory and authorised funds’ marketing.Monitor personal account dealings, gift and entertainment and other internal ethics compliance matters, and maintain appropriate records.Monitor and research on legal and regulatory developments in Hong Kong and promptly report internally of implications for the company.Assist with the communications with and responding to inquiries from regulators and internal audit team.Provide support to the Head of Compliance & Risk with a view to supporting company’s business growth and enriching AIA’s risk-aware and compliant culture.Maintain and update internal compliance policies, procedures and guidelines

Minimum Job Requirements:

University graduate majoring in Law, Finance, Accounting or relevant disciplines with around 7 years’ investment compliance and / or investment risk management experience in financial institutions, SFC licensed corporations / investment managers managing MPF, ORSO and SFC authorised funds.Sound understanding of Hong Kong legislation, especially regulations, codes and guidelines published by the SFC and MPFA on relevant products/funds and licensing matters.Expert knowledge in Bloomberg AIM, Charles River IMS, BlackRock Aladdin, or other trading systems and experience in related surveillance work.Experience in liaising and working with group companies and with regulators.Excellent reporting, presentation and writing skills.Demonstrated history of adhering to the highest ethical and professional standards.Ability for multitasking and excel in a dynamic environment under pressure.Outstanding attention to detail combined with organisational and people skills.Strong communication skills.

Others:

You are required to obtain relevant license if your job involves in regulated activities.

Build a career with us as we help our customers and the community live Healthier, Longer, Better Lives.

You must provide all requested information, including Personal Data, to be considered for this career opportunity. Failure to provide such information may influence the processing and outcome of your application. You are responsible for ensuring that the information you submit is accurate and up-to-date.