Saint Petersburg, FL, 33747, USA
15 hours ago
Lead Business Analyst, Technology | Axiom
As a key member of the Raymond James and Associates Information Technology Regulatory Reporting Team, the Axiom Business Analyst will collaborate with cross-functional stakeholders to gather and translate business requirements into Axiom-specific financial and regulatory reporting solutions. This role requires a strong understanding of Axiom ControllerView V10, regulatory frameworks (e.g., CCAR, FR Y-14, FR Y-9C), and systems development lifecycles. We are seeking a detail-oriented and experienced Business Analyst to support regulatory reporting initiatives across multiple regulatory domains including Broker-Dealer, Bank Holding Company (BHC) and FINRA. The ideal candidate will have hands-on experience with AxiomSL and OFSAA platforms, and a strong understanding of financial regulations and reporting requirements. The analyst will serve as a primary liaison between business units and technology teams, ensuring solutions align with regulatory expectations and business goals. **Essential Duties and Responsibilities:** + Partner with business and IT teams to gather and interpret requirements for Axiom-based reporting solutions. + Lead and support reporting for CCAR, Liquidity Risk (e.g., FR 2052a), and other Federal Reserve report + Experience configuring and managing the Haircut Module in AxiomSL, including regulatory capital and collateral calculations + Translate regulatory and financial reporting needs into functional and non-functional specifications tailored for Axiom. + Produce Business Requirements Documents (BRD) and Functional Requirements Documents (FRD) with a focus on Axiom implementation. + Collaborate with data owners to source and validate data from OFSAA and other upstream systems. + Perform data analysis and mapping between source systems and Axiom data models. + Validate test cases and support QA efforts, especially around Axiom report outputs and transformations. + Support UAT and SIT testing phases, including test case creation, execution, and defect management. + Document business processes and reporting logic within Axiom. + Conduct gap analysis and data lineage mapping to ensure completeness and accuracy + Support development teams with mock-ups and prototypes using Axiom’s UI and reporting tools. + Participate in project planning, estimation, and scheduling for Axiom-related initiatives. + Act as a lead or SME on Axiom projects, guiding junior analysts and developers. + Perform other duties as assigned, including support for audit and regulatory reviews. **Skills/Previous Experience:** + Three (3) to five (5) years of experience as a Technical Business Analyst would be preferred or a combination of education, training and experience. **Knowledge, Skills, and Abilities:** Knowledge of: + Axiom ControllerView and its integration with financial data sources. + Regulatory reporting frameworks such as CCAR, FR Y-14, Liquidity reports and Basel. + Familiarity with CCAR, FR Y-9C, FR 2052a, and Basel III reporting. + SDLC methodologies including Agile, Waterfall, and Hybrid. + Risk management, issue tracking, and change management processes. + Basic accounting principles and financial instruments. Skill in: + Designing and documenting Axiom data models, templates, and report logic. + Gathering and refining business requirements for Axiom implementations. + Conducting complex data analysis and reconciliation across systems. + Working with senior stakeholders in Finance, Risk, and IT. + Intermediate SQL for data validation and analysis. other, data warehousing, and ETL processes + Experience with OFSAA is a plus or similar finance data warehouse platforms + Experience with data governance and metadata management. + Excellent communication, analytical, and documentation skills. + Experience with advance data analysis using Excel and similar tools. + Experience in source-to-target mapping. + Agile experience including working with TFS, Jira and Confluence. Ability to: + Influence and negotiate with senior stakeholders, auditors, and regulators. + Own and drive Axiom-related initiatives from requirements through deployment. + Communicate complex technical concepts to non-technical audiences. + Identify gaps and recommend solutions within Axiom reporting workflows. + Build collaborative relationships across departments. + Prioritize client needs and deliver high-quality solutions under tight deadlines. + Occasionally work non-standard hours to meet regulatory deadlines. **Regulatory Report Experience: Nice to Have** + SEC Filings: Form 10-K, 10-Q, 8-K + Federal Reserve Reports: FR Y-9C, FR Y-11, FR Y-10, FR 2052a, FR Y-8, FR Y-12, FR Y-12A, FR Y-11S, FR Y-6, FR Y-9LP + FINRA Reports: FOCUS Report (Form X-17A-5), SIS, Supplemental Statement of Income (SSOI), Haircut Module in AxiomSL, including regulatory capital and collateral calculations + FDIC Reports: Call Reports, UBPR + Basel III Disclosures: Capital Conservation Buffer, Liquidity Coverage Ratio (LCR) + Stress Testing: Dodd-Frank Act Stress Test (DFAST), CCAR(FRY-14A, FRY14Q, FRY14M) + Other Reports: NFRR (Net Funding Risk Report), 13F, 13G, FHC-Reg Y/Sec 3 **Licenses/Certifications:** + None required.
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