Lead Business Analyst, Technology | Axiom
Raymond James Financial, Inc.
As a key member of the Raymond James and Associates Information Technology Regulatory Reporting Team, the Axiom Business Analyst will collaborate with cross-functional stakeholders to gather and translate business requirements into Axiom-specific financial and regulatory reporting solutions. This role requires a strong understanding of Axiom ControllerView V10, regulatory frameworks (e.g., CCAR, FR Y-14, FR Y-9C), and systems development lifecycles.
We are seeking a detail-oriented and experienced Business Analyst to support regulatory reporting initiatives across multiple regulatory domains including Broker-Dealer, Bank Holding Company (BHC) and FINRA. The ideal candidate will have hands-on experience with AxiomSL and OFSAA platforms, and a strong understanding of financial regulations and reporting requirements. The analyst will serve as a primary liaison between business units and technology teams, ensuring solutions align with regulatory expectations and business goals.
**Essential Duties and Responsibilities:**
+ Partner with business and IT teams to gather and interpret requirements for Axiom-based reporting solutions.
+ Lead and support reporting for CCAR, Liquidity Risk (e.g., FR 2052a), and other Federal Reserve report
+ Experience configuring and managing the Haircut Module in AxiomSL, including regulatory capital and collateral calculations
+ Translate regulatory and financial reporting needs into functional and non-functional specifications tailored for Axiom.
+ Produce Business Requirements Documents (BRD) and Functional Requirements Documents (FRD) with a focus on Axiom implementation.
+ Collaborate with data owners to source and validate data from OFSAA and other upstream systems.
+ Perform data analysis and mapping between source systems and Axiom data models.
+ Validate test cases and support QA efforts, especially around Axiom report outputs and transformations.
+ Support UAT and SIT testing phases, including test case creation, execution, and defect management.
+ Document business processes and reporting logic within Axiom.
+ Conduct gap analysis and data lineage mapping to ensure completeness and accuracy
+ Support development teams with mock-ups and prototypes using Axiom’s UI and reporting tools.
+ Participate in project planning, estimation, and scheduling for Axiom-related initiatives.
+ Act as a lead or SME on Axiom projects, guiding junior analysts and developers.
+ Perform other duties as assigned, including support for audit and regulatory reviews.
**Skills/Previous Experience:**
+ Three (3) to five (5) years of experience as a Technical Business Analyst would be preferred or a combination of education, training and experience.
**Knowledge, Skills, and Abilities:**
Knowledge of:
+ Axiom ControllerView and its integration with financial data sources.
+ Regulatory reporting frameworks such as CCAR, FR Y-14, Liquidity reports and Basel.
+ Familiarity with CCAR, FR Y-9C, FR 2052a, and Basel III reporting.
+ SDLC methodologies including Agile, Waterfall, and Hybrid.
+ Risk management, issue tracking, and change management processes.
+ Basic accounting principles and financial instruments.
Skill in:
+ Designing and documenting Axiom data models, templates, and report logic.
+ Gathering and refining business requirements for Axiom implementations.
+ Conducting complex data analysis and reconciliation across systems.
+ Working with senior stakeholders in Finance, Risk, and IT.
+ Intermediate SQL for data validation and analysis. other, data warehousing, and ETL processes
+ Experience with OFSAA is a plus or similar finance data warehouse platforms
+ Experience with data governance and metadata management.
+ Excellent communication, analytical, and documentation skills.
+ Experience with advance data analysis using Excel and similar tools.
+ Experience in source-to-target mapping.
+ Agile experience including working with TFS, Jira and Confluence.
Ability to:
+ Influence and negotiate with senior stakeholders, auditors, and regulators.
+ Own and drive Axiom-related initiatives from requirements through deployment.
+ Communicate complex technical concepts to non-technical audiences.
+ Identify gaps and recommend solutions within Axiom reporting workflows.
+ Build collaborative relationships across departments.
+ Prioritize client needs and deliver high-quality solutions under tight deadlines.
+ Occasionally work non-standard hours to meet regulatory deadlines.
**Regulatory Report Experience: Nice to Have**
+ SEC Filings: Form 10-K, 10-Q, 8-K
+ Federal Reserve Reports: FR Y-9C, FR Y-11, FR Y-10, FR 2052a, FR Y-8, FR Y-12, FR Y-12A, FR Y-11S, FR Y-6, FR Y-9LP
+ FINRA Reports: FOCUS Report (Form X-17A-5), SIS, Supplemental Statement of Income (SSOI), Haircut Module in AxiomSL, including regulatory capital and collateral calculations
+ FDIC Reports: Call Reports, UBPR
+ Basel III Disclosures: Capital Conservation Buffer, Liquidity Coverage Ratio (LCR)
+ Stress Testing: Dodd-Frank Act Stress Test (DFAST), CCAR(FRY-14A, FRY14Q, FRY14M)
+ Other Reports: NFRR (Net Funding Risk Report), 13F, 13G, FHC-Reg Y/Sec 3
**Licenses/Certifications:**
+ None required.
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