Malvern, PA, 19355, USA
1 day ago
Investment Operational Risk Analyst, Specialist
Global Risk and Security (GR&S) at Vanguard enables business strategy, protects client and Vanguard interests (e.g. assets and data), and stewards a strong risk culture. Our teams leverage enterprise-wide insights, deep expertise, and trusted advice so that across Vanguard leaders and crew drive faster, stronger, risk-informed decisions. The Trading Risk and Controls Team is hiring! Core Responsibilities Situated alongside the Investment Management Group (IMG), we are a team with diverse professional and educational backgrounds ranging from buy- and sell-side trading to banking risk to fund compliance to law. We work directly with IMG to mitigate risk failures stemming from processes, human error, regulatory change, and technology alongside our business partners in Portfolio Review, Legal, Compliance, Global Risk & Security, Finance, IT and more. This role provides the opportunity to partner with and learn from all groups in and surrounding the Investment Management Group. The ideal candidate will possess a desire to build fixed income and equity investment experience and risk acumen, have strong relationship management skills, and hold themselves to high standards for teamwork and collaboration. In this role, you will: + Lead the review, validation and enhancement of compliance rules within the Order Management Systems (CRD and BlackRock Aladdin) to ensure all regulatory requirements, prospectus rules and investment directive(s) are met. + Work with the traders and stakeholders to implement additional alerts which will improve the control effectiveness of the trade lifecycle. + Lead regular readouts to Senior Leaders across IMG and other key partners (e.g. Legal and Compliance) on the effectiveness of the pre-trade controls program. + Monitor overnight portfolio alerts and warnings and perform trend analysis to identify if amendments are needed. + Provide risk expertise to support key corporate and market events. + Identify operational risks and incidents and recommend solutions to address the root cause. What it takes: + Undergraduate degree or equivalent combination of training and experience. + Minimum of three or more years of related and progressive work experience. + Knowledge of Equity and Fixed Income Order Management Systems preferred. + Strong working knowledge of mutual funds and investment operations or investment systems. + Professionalism in managing multiple priorities and performing complex analysis under tight deadlines. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission—we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. How We Work Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.
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