Job Description A global banking client is looking for Internal Auditors to join the Global Markets team within their Internal Audit division. This team is responsible for maintaining effective controls by assessing the firms control environment within the Global Markets division, evaluating the effectiveness of risk management practices, identifying potential control weaknesses, and communicating findings to senior management, all while ensuring compliance with relevant regulations and internal policies. This team has unique insights on the financial industry and its products and operations and it typically involves deep dives into trading activities, product structuring, and related technology systems to monitor for risks and recommend improvements. The ideal candidate is someone that has between 4-8 years of audit experience, a strong risk and controls mindset, and an understanding of the securities regulatory landscape. They are looking for analytical self-starters that can immediately come in and help execute on the audit projects right away, research / read up on previous work papers both online and internally on a range of topics, participate in stakeholder meetings, and develop audit conclusions. Some main responsibilities include:  Manage and execute audits focused on the firms compliance with the securities regulatory requirements and a strong control environment  Drive walkthroughs with stakeholders to perform control design assessments  Lead audit testing to ensure audit fieldwork is focused on the right areas and documentation meets high quality standards  Coordinate with business and engineering audit teams to identify risks, assess mitigating controls, and make recommendations on improving the control environment  Communicates and reports on the audit conclusions and findings, and present to Internal Audit senior management and business stakeholders  Follow-up on open audit issues and validate their resolution  Participate in department-wide initiatives aimed at continually improving Internal Audit's processes and supporting infrastructure  Develop and maintain key stakeholder relationships and regularly engage with the business during the year to assess changes in the risk and control environment We are a company committed to creating inclusive environments where people can bring their full, authentic selves to work every day. We are an equal opportunity employer that believes everyone matters. Qualified candidates will receive consideration for employment opportunities without regard to race, religion, sex, age, marital status, national origin, sexual orientation, citizenship status, disability, or any other status or characteristic protected by applicable laws, regulations, and ordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or recruiting process, please send a request to Human Resources Request Form (https://airtable.com/app21VjYyxLDIX0ez/shrOg4IQS1J6dRiMo) . The EEOC "Know Your Rights" Poster is available here (https://www.eeoc.gov/sites/default/files/2023-06/22-088\_EEOC\_KnowYourRights6.12ScreenRdr.pdf) . To learn more about how we collect, keep, and process your private information, please review Insight Global's Workforce Privacy Policy: https://insightglobal.com/workforce-privacy-policy/ . Skills and Requirements - 4-8 years of audit experience from a peer bank or Big 4 covering financial services, preferably a large investment bank - Knowledge of securities regulations as well as equities and fixed income products/markets (including flow and structured products, SEC lending, prime services, etc.) - Project management experience, capable of leading and executing a few sections of the audit and being able to review the audit work - Ability to apply good judgement after analyzing the potential issues emerging from the audit work - Good understanding of audit methodology, capable of coaching junior team members - Highly motivated, delivery focused, analytical and detailed self-starter with proven record in a team-based environment - Excellent communications skills (oral and written) to clearly articulate issues and ideas with different levels across stakeholders - Relevant certification or industry accreditation preferred (e.g., CPA, CFA, CIA) - Trading experience, specifically on the sell side - Experience with data analytics tools (i.e., python, tableau) to assess issues and trends null We are a company committed to creating diverse and inclusive environments where people can bring their full, authentic selves to work every day. We are an equal employment opportunity/affirmative action employer that believes everyone matters. Qualified candidates will receive consideration for employment without regard to race, color, ethnicity, religion,sex (including pregnancy), sexual orientation, gender identity and expression, marital status, national origin, ancestry, genetic factors, age, disability, protected veteran status, military oruniformed service member status, or any other status or characteristic protected by applicable laws, regulations, andordinances. If you need assistance and/or a reasonable accommodation due to a disability during the application or the recruiting process, please send a request to HR@insightglobal.com.