Head of RC CMB and MSS Thailand

GCB4

Some careersgrow faster than others.

If you’re looking for a career that will help you stand out, join HSBC and fulfil your potential. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

Offering a diverse range of skills and jurisdictional experience across the full range of countries and territories in which our businesses operate.

We are now inviting qualified individuals to join the team in this specific role.

Summary of the role

· Primarily to support Wholesale Bankings and Market Securities Services, to maintain an effective control framework and to ensure compliance with all relevant external laws and regulations, internal codes and policies and good market practices.

· Co-ordinate and manage several complex projects

· Provide advisory services to business in order to ensure clear understanding of compliance risk exposure with respect to clients, transactions and products.

· To exercise risk steward challenge, act as independent trusted advisory in governance forums, issue management, fostering a compliance culture and optimizing relations with risk owners and control owners.

· To stay at the forefront of key regulatory changes for the country to ensure proactive communication with business and develop appropriate policy and framework to manage the changes.

· Act in an advisory role/influence the direction of own discipline

· Understand functional risks in own functional area and monitor team adherence to policies

Principal responsibilities

Impact on the Business

· Protect and safeguard HSBC Bangkok ("BKH") from losses and damages resulting from compliance risks

· Enhance productivity and efficiency of BKH while being in full compliance

· Contribute to the growth of the businesses

· Broaden and deepen relationship with high level regulators and competent authorities

Customers/ Stakeholders

· Manage BKH’s compliance mechanism to ensure that BKH conduct its business in accordance with applicable, compelling regulations

· Assist business in providing a and solutions in conjunction to the business growth agenda, e.g. new products and services

Leadership and Teamwork

· Provide input on BKH strategic direction and be a role model of professional standard for BKH staff

· Managing and leading to build a strong cross functional team

· Supervising and coaching subordinates including succession planning, performance management and improving employee engagement

Operational Effectiveness and Control

· Ensure robust processes of compliance strategy and policy are in place

· Perform the review and challenge on compliance related risks and controls

· Monitor effectiveness of the implementation of audit recommendation

· Maintain cost discipline, rationalize, effectiveness and consolidate compliance expenses

· Implement the Group Compliance policy locally by managing compliance risk in liaison with the Global Compliance Officer, Regional Compliance Officer, or Area Compliance Officer, ensuring adequate compliance resources are in place and training is provided, fostering a compliance culture and optimising relationship with regulators