We are looking to hire an ambitious business facing senior compliance officer, who will provide primary coverage as Head of Compliance to the US Wealth Solutions business within Macquarie Asset Management in New York. This advisory role will report into the Americas Regional Head of Macquarie Asset Management Compliance. It will focus on providing compliance support to the various registered and private alternatives to wealth (A2W) strategies across infrastructure, renewables, energy transition and private credit What role will you play?

Press space or enter keys to toggle section visibility

You will be a member of a small, dedicated business compliance team aligned to Macquarie Asset Management, which forms part of the wider Risk Management Group. In the role you will utilize your proven relationship and stakeholder management skills to advise the businesses located across the US and oversee Macquarie Group’s compliance requirements for these businesses. The candidate will collaborate with the business areas and members of the Macquarie Asset Management Business Compliance team in the US, Europe, and globally. Substantial prior experience in the wealth client segment, including subject matter expertise on the Investment Advisers Act and Investment Company Act of 1940, is essential along with a positive mindset and high achievement drive.
Salary range for this position: $232,000 - $275,000/Year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. We offer a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees. What you offer

Press space or enter keys to toggle section visibility

In conjunction with the Americas Regional Head of Macquarie Asset Management Business Compliance, manage the US compliance program for an SEC-registered investment adviser managing A2W strategies Provide compliance advice to the groups business teams across the US, including as it relates to regulatory issues (e.g., Investment Advisers Act and Investment Company Act of 1940) and developments relating to fund origination and distribution, institutional and wealth fund management, affiliates transactions and licensing Manage responses to external regulatory correspondence and queries in consultation with senior management, relevant boards, and RMG Compliance. Compliance review and approval of new transactions, funds, and products across the Wealth Solutions division Working closely with Macquarie Asset Management’s Client Solutions Group to undertake compliance reviews of marketing materials and fund documents including prospectuses, offering memorandums, investor presentations, etc Member of, and active participant, at Investor Due Diligence meetings (forum to approve fund offering documents)10+ years Compliance experience gained within the asset management industry (A2W compliance experience essential) preferably within a private equity, infrastructure, or multi-asset Manager About the Risk Management Group

Press space or enter keys to toggle section visibility

Our Risk Management Group works as an independent, and centralised function, responsible for independent and objective review and challenge, oversight, monitoring and reporting in relation to Macquarie’s material risks. We are a global team that aims to manage the risks of today and anticipate the risks of tomorrow. Our divisions include compliance, credit, financial crime risk, internal audit, market risk, operational risk, aggregate risk and prudential, and central.