Are you a financial services industry veteran who enjoys working in a dynamic and diverse environment? Are you able to drive execution of multiple priorities, (both tactical and strategic) with enthusiasm? Do you want to work closely with senior management on maintaining a strong AML/KYC control environment?

We’re looking for a Head of AML Program Oversight to:

• lead a team of analysts to drive ongoing governance for the US Wealth Management AML Program; host ongoing governance forums, perform change management oversight, and develop and implement effective process controls
• oversee regulatory/exam issue management; lead workstreams with first line and second line participation to drive timely and thorough execution of AML-related risk issues from initial identification through closure
• critically assess end-to-end AML program; track, research and assess emerging issues, promote culture of continuous process improvement
• coordinate changes to AML technology and tools. Track and prioritize technology change requests, support development of business requirements, and resolve roadblocks to implementation as needed
• Provide input to strategic change initiatives related to AML requirements; facilitate internal/external stakeholder reporting regarding AML Program changes
• direct Quality Assurance (QA) program for first-line business including sample-based testing of key operational processes, error validation, results reporting, and confirming identified errors are remediated within required timeframes

Detailed salary information:
• Weehawken: the salary range for this role is $135000 to $175000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.