GLOBAL BANKING & MARKETS

We make markets in and clear client transactions on major stock, options and futures exchanges worldwide. Through our global sales force, we maintain relationships with our clients, receiving orders and distributing investment research, trading ideas, market information and analysis.

OPERATIONS

Operations is a dynamic, multi-faceted division that partners with all parts of the firm to deliver banking, sales and trading and asset management capabilities to clients around the world. In addition, Operations provides essential risk management and control to preserve and enhance the firm’s assets and its reputation. For every trade agreed, every new product launched, or market entered, every transaction completed, it is Operations that develops the processes and controls that makes business flow.

YOUR IMPACT

Are you looking to work in a fast-paced environment where your role will provide risk savings to both – Internal BUs and clients? Rolling Review/Offboarding team works closely with various teams in Operations, Business and Compliance to ensure adherence to AML regulations

OUR IMPACT

The New Client Onboarding and Rolling Review teams are a key part of the Client On-boarding Team. The Client Due-Diligence manages the ‘Know Your Client’ (KYC) checks of clients to meet Anti-Money Laundering requirements. The Rolling Review team refreshes information on selected client accounts to ensure that it remains accurate and current for AML Compliance obligations, offboard clients that are not adhering to regulatory obligations.

BUSINESS UNIT OVERVIEW

Client Onboarding is responsible for facilitating the establishment and maintenance of client relationship within the firm, including, but not limited to due diligence, supporting documentation, account opening and client configuration. Client Onboarding facilitates client due diligence along with the refresh of client static data within the framework of the Compliance requirements for the Global Markets Division. The group primarily manages the accuracy of Know Your Client data for new and existing accounts through direct communication from Clients & Internal business units. As a member of Client Onboarding, the individual will be instrumental in improving the efficiency and accuracy of the account opening process and configuring clients for the firm’s trading business across all regions and products for institutional Client services. The individual will work closely with other members of Client Onboarding, Sales/Traders and Middle Offices, as well as Compliance and Legal. Interaction with external clients required (Operations counterpart). 

JOB SUMMARY AND RESPONSBILITIES

Undertaking AML checks to ensure adherence to all Compliance policies, procedures and regulatory obligationsOffboard / Restrict Trading for clients that are non-compliantResponding promptly and knowledgeably to queries from clients, business and other internal departmentsRisk and issue identification and escalationAssisting with identifying, defining and enhancing process efficiencies which will benefit COBParticipating in regular meetings with Management, Compliance and stakeholders to maintain strong relationships across the boardParticipating in adhoc projects as required

BASIC QUALIFICATIONS

Bachelor’s degree 0-3 years of prior work experience in a relevant fieldStrong attention to detail Strong communication and interpersonal skills written and oral ; Confident in interaction with all levels of employees. Energetic and capable of multi-tasking in a fast-paced environmentExcellent interpersonal skills and the ability to work effectively in a team-oriented setting, prioritize projects to meet tight deadlines. Forward thinking with the ability to assert new ideas and follow them through / finds alternative solutions and identifies clear objectives. Willing to continuously learn and stay updated on the changing policy requirements including industry developments related to AMLProficient to advanced skills with MS Office (Excel, PowerPoint, Word, Outlook)

PREFFERED QUALIFICATIONS

Prior experience in Client onboarding process or KYC/AML and regulations knowledge beneficial Sound knowledge of markets / trade life cycle, asset classes Analytical skills – Experience with BI tools (Alteryx, Tableau, SQL) is a plusCapable of working to deadlines in a high volume, high-pressure environment while maintaining 100% accuracy and positive attitudeAbility to adapt to change and new challengesResourcefulness, strong judgment and problem-solving skills

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html

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Goldman Sachs is an equal employment/affirmative action employer