GBM, IBD Compliance, Analyst, London
Goldman Sachs
BUSINESS UNIT AND ROLE OVERVIEW
Investment Banking Compliance supports the Investment Banking business by providing advice and guidance on regulatory, legal and compliance matters. Investment Banking (“IB”) includes M&A, financial advisory and financing transactions, including equity and debt capital markets, structured finance, credit finance and corporate derivatives. We currently have an opportunity available for an analyst in London, to cover the IB M&A Advisory business in EMEA.
RESPONSIBILITIES
Providing advice and compliance oversight to IB personnel on transactions, new business initiatives and significant business changes affecting the firm, as well as compliance, regulatory and reputational issuesDeveloping and implementing policies, procedures, and best practice standards within IBKeeping up to date with relevant regulatory/rule changesCreating and implementing new controls and surveillances to mitigate risks to the firm by analysing the transactional processes used in IB, as well as the activities and actions of individual bankersAssisting other compliance teams in monitoring IB activities to help ensure adherence to applicable laws, regulations and firm policies and procedures, including developing and executing surveillance and other forensic compliance programsCreating and implementing live and online compliance training programs to educate bankers on applicable compliance requirements, legal issues, and regulatory changesAssisting in responding to regulatory inquiries and investigationsSKILLS / EXPERIENCE
Demonstrated interest in financial markets and investment bankingA highly motivated self-starter, who learns quickly and works well under pressureA critical thinker with strong analytical, problem solving and organizational skillsAble to effectively summarize, communicate and defend positionsA proactive team player, who enjoys working collaboratively across teams and disciplinesPossess effective interpersonal and communication skills; the candidate should be outgoing, communicative, persuasive, and courteous ABOUT GOLDMAN SACHSAt Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.
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