FIU Analyst

Role Overview: 

Interactive Brokers seeks an FIU Surveillance Analyst who is hard-working, detail-oriented, careful, and a problem solver. This Analyst will be based in Hong Kong and assist in reviewing and analyzing the cashiering activities of the firm's customers in accordance with the firm's AML/CTF policy. This role requires high energy and the ability to learn new skills in a dynamic environment.

Responsibilities: 

The role has regional responsibility and will involve:

Assist in the monitoring and surveillance of cashiering transactions by IBKR clients in the Asia Pacific region. Communicate with clients on monitoring and surveillance-related matters. Reviewing and providing suggestions to enhance existing surveillance systems/reports. Manage projects to build and implement approved enhancements and changes required due to regulatory changes.  Staying up to date with changes in market conduct, AML and other related regulations, Staying up to date with APAC and international developments in relevant areas of regulations and law.

Required Qualifications and Skills:

Familiarity with AML/CTF Rules.  Experience in dealing with exchange and regulatory enquiries. Good communication skills and client service experience would be advantageous. Good quantitative, analytical, and problem-solving skills Solid academic background with relevant qualifications Knowledge on AI/Machine Learning would be advantageous Have a "can do" attitude and willingness to learn. A high degree of comfort and fluency with computers and technology and an understanding of how technology is applied to business and regulatory problems or an ability to develop this rapidly

Company Benefits & Perks

Competitive Salary, annual performance-based bonus and stock grant Excellent health and welfare benefits, including medical, dental, specialist and inpatient Competitive package of Annual Leave Modern offices with multi-monitor setups Great work-life balance Unique opportunity to gain exposure to global financial products, markets and clientele Opportunities for career progression and job scope expansion in a global company with a growing local presence Hybrid work arrangement role permitting