Do you want to protect the financial system from direct and indirect sanctions risk? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity?

We are looking for someone like that who can:

review check payments for names on the global sanctions lists to ensure no transactions are being processed with the subjects named on the lists.

review and supervise real-time payment hit handling by second cut review team to assess sanctions alerts and decision appropriately

perform searches of names on the global sanctions lists and ensure we have no accounts/clients at the Firm for the subjects named on the lists.

perform background research on entities and/or individuals using databases such as Lexis, as well as the Internet and coordinate with Regional and Global Compliance, Operations or Business counterparts to obtain further information on clients/accounts

review stock deposits for names on the global sanctions lists to ensure that stocks being deposited are not owned by or associated with a sanctioned person/entity.

escalate unusual or suspicious activities

complete UBS's annual BSA/AML/OFAC training.

Detailed salary information:
• Raleigh: the salary range for this role is $68000 to $83000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.