Financial Crime Americas Senior Sanctions Advisory Officer
UBS
Do you want to protect the financial system from direct and indirect sanctions risk? Are you someone who likes to do the right thing? Do you know how to maintain independence and objectivity?
We are looking for someone like that who can:
• assess sanctions risks - analyze sanctions direct and indirect risks in transactions, client on-boarding/periodic reviews, securities related escalations, as well as third party payments and is familiar with sanctions laws and regulations including OFAC and EU/UK sanctions, export controls and other regulatory guidance
• conduct various sanctions control tests as appropriate and escalate potential sanctions control gaps and being proactive in recommending ways to enhance or change existing controls or where new controls may be appropriate
• assist with all aspects of U.S. regulatory reporting including voluntary self-disclosures, rejects and blocked property reports; provide direct assistance in in drafting disclosures and other sanctions relevant regulatory notifications
• support senior staff in researching and responding to U.S. regulatory and related requests and Sanctions Risk Assessments, ensure proper maintenance of the proprietary watch lists and keywords sanctions list, support the maintenance of OFAC-related logs and documentation for Audit, regulatory and supervisory reviews, and departmental procedures.
• update training materials related to sanctions risks, update team policies and procedures, compile metric statistics to help compile management information documents
Detailed salary information:
• Washington, Raleigh, Nashville: the salary range for this role is $129000 to $166000
• Weehawken: the salary range for this role is $164000 to $211000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
We are looking for someone like that who can:
• assess sanctions risks - analyze sanctions direct and indirect risks in transactions, client on-boarding/periodic reviews, securities related escalations, as well as third party payments and is familiar with sanctions laws and regulations including OFAC and EU/UK sanctions, export controls and other regulatory guidance
• conduct various sanctions control tests as appropriate and escalate potential sanctions control gaps and being proactive in recommending ways to enhance or change existing controls or where new controls may be appropriate
• assist with all aspects of U.S. regulatory reporting including voluntary self-disclosures, rejects and blocked property reports; provide direct assistance in in drafting disclosures and other sanctions relevant regulatory notifications
• support senior staff in researching and responding to U.S. regulatory and related requests and Sanctions Risk Assessments, ensure proper maintenance of the proprietary watch lists and keywords sanctions list, support the maintenance of OFAC-related logs and documentation for Audit, regulatory and supervisory reviews, and departmental procedures.
• update training materials related to sanctions risks, update team policies and procedures, compile metric statistics to help compile management information documents
Detailed salary information:
• Washington, Raleigh, Nashville: the salary range for this role is $129000 to $166000
• Weehawken: the salary range for this role is $164000 to $211000
The expected salary range(s) for this role as of the date of this posting is/are based on factors including, but not limited to, experience, qualifications, education, location and skill level. This role may also be eligible for discretionary incentive compensation. For benefits information, please visit ubs.com/usbenefits.
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