Are you ready to play a pivotal role in safeguarding our business's integrity and compliance?

As a Control Manager within the Risk and Control team, you will be at the forefront of ensuring our risk and control environment is robust and resilient. Your analytical prowess will help identify and bridge significant gaps, ensuring our controls are meticulously designed and executed. In this dynamic role, you'll collaborate closely with our Business partners to address regulatory and investor examinations with precision and urgency. Your keen eye for detail will be instrumental in detecting control issues in real-time, conducting thorough root cause analyses, and promoting timely remediation efforts. Our team thrives on proactive risk management, and you'll be a key player in top-down risk analysis and issue escalation. You'll also support the Exam Oversight and Control Manager in managing external examinations, adhering to established protocols for seamless pre-exam preparation, onsite facilitation, and post-exam processes.

 

Job Responsibilities:

Evaluate and perform an end-to-end analysis of the risk and controls environment of the Business to identify significant gaps and weaknesses and to determine root cause of control breaksEnsure that controls are properly designed and operating effectively for a proactive risk and control culture that leverages proven evaluation strategies and sound change management protocolsPerform ongoing analysis of program-related data and develop ad hoc reports as requested to support business-related programs and strategiesAssist with development of Risk and Control Self-Assessment mapping and documentations through participation in end-to-end process walkthroughs and deep dives with assigned business unitsExecute established exam protocols, issues management, reporting, database administration, and document control activities in accordance with Exam Oversight and Control 

Partner with internal stakeholders and perform ad hoc duties required to ensure timely high-quality deliverables and achieve strategic goals consistently

 

Required qualifications, capabilities and skills:

Bachelor’s degree or equivalent experience requiredExcellent analytical, communications, interpersonal, organizational, prioritization, and time management skills

Disciplined, delivery-focused, detail-oriented individual with propensity for continuous learning and able to work well with multi-cultural teams

 

Preferred qualifications, capabilities and skills:

Proficient in Microsoft Office Suite (Excel, PowerPoint, Word); working knowledge of AI/ML, Alteryx, Tableau, UIPath is a plus but not required7 years of experience in financial services industry with background in audit, compliance, controls, operational risk management, quality assurance, and/or regulatory/investor requirements preferred; or equivalent subject matter expertise in a relevant business-related function/operation