Columbia, South Carolina, USA, USA
10 days ago
Compliance Manager (Financial Crimes and Fraud)
Job Posting End Date: July 25

When you join the team at Unum, you become part of an organization committed to helping you thrive.

Here, we work to provide the employee benefits and service solutions that enable employees at our client companies to thrive throughout life’s moments. And this starts with ensuring that every one of our team members enjoys opportunities to succeed both professionally and personally. To enable this, we provide: 

Award-winning culture 

Inclusion and diversity as a priority 

Performance Based Incentive Plans

Competitive benefits package that includes: Health, Vision, Dental, Short & Long-Term Disability 

Generous PTO (including paid time to volunteer!) 

Up to 9.5% 401(k) employer contribution 

Mental health support 

Career advancement opportunities 

Student loan repayment options 

Tuition reimbursement

Flexible work environments 

*All the benefits listed above are subject to the terms of their individual Plans.

And that’s just the beginning…  

With 10,000 employees helping more than 39 million people worldwide, every role at Unum is meaningful and impacts the lives of our customers. Whether you’re directly supporting a growing family, or developing online tools to help navigate a difficult loss, customers are counting on the combined talents of our entire team. Help us help others, and join Team Unum today! 

General Summary:This position is accountable for driving and implementing projects that support the Unum US compliance program. Projects include designing oversight programs and systems for analyzing and tracking legislation and other regulatory activity. The position requires strong knowledge of Unum, the compliance and regulatory environment, Unum's products, services, and the marketplace as well as critical thinking skills. The individual will act as the primary interface between the Law Department and the business areas regarding the compliance program.

Principal Duties and Responsibilities

Leads and manages projects involving the creation of procedures, processes and tracking devices that facilitate the Unum US regulatory compliance programIndependently develops methodologies to ensure compliance with new legal requirementsDevelops and conducts training on regulatory compliance for business partnersResearches and analyzes applicable state and federal laws as well as industry trends to develop recommendations and strategic direction to ensure regulatory complianceMay participate in meetings with insurance department personnel, as neededCollaborates with Law Department partners and business areas to ensure the effective review, evaluation, and implementation of action on legislation, new laws and regulations affecting the product offering, including legislative trend analysis. Coordinates approach across multiple product linesParticipates on project development and other cross-functional teams to develop and implement more consistent business practicesMay perform other duties as assigned

Job Specifications

Bachelor’s Degree or equivalent business experience requiredMinimum 3-5 years regulatory experience and/or working in the legal environmentStrong technical skills – Excel, PowerPoint, etc.Strong/proven knowledge of business processes and structure within an insurance environmentProven ability to research various areas and gather relevant information and positively impact project deliveryStrong experience in project management and working on process improvementStrong verbal and oral communication abilityStrong organization skills for documentation and other aspects of positionProven experience for successful partnering with areas outside own departmentStrong ability to resolve issues/conflict and negotiate and facilitate with project groups with proven experience driving group to successful completionStrong ability to analyze complex issues, resolve problems, and exercise discretion to make appropriate recommendations for solutionsAssist in overseeing and reviewing state-specific fraud prevention plans to ensure accuracy, compliance, and timely submission in accordance with regulatory deadlines.Evaluate and monitor transactional activity to identify potential red flags for money laundering and fraud.Write clear, concise reports summarizing findings and recommendations.Certified Fraud Examiner (CFE) preferred, or similar compliance certification.Knowledge of AML laws and regulations (e.g., BSA, USA PATRIOT Act, OFAC).Familiarity with financial crimes, fraud detection, compliance, or insurance operations preferred.Experience/understanding of the BSA with AML transaction monitoring and sanctions experience preferred. CFE or ACAMS certification preferred

#LI-SH1

~IN1

Unum and Colonial Life are part of Unum Group, a Fortune 500 company and leading provider of employee benefits to companies worldwide. Headquartered in Chattanooga, TN, with international offices in Ireland, Poland and the UK, Unum also has significant operations in Portland, ME, and Baton Rouge, LA - plus over 35 US field offices. Colonial Life is headquartered in Columbia, SC, with over 40 field offices nationwide.

Unum is an equal opportunity employer, considering all qualified applicants and employees for hiring, placement, and advancement, without regard to a person's race, color, religion, national origin, age, genetic information, military status, gender, sexual orientation, gender identity or expression, disability, or protected veteran status.

The base salary range for applicants for this position is listed below. Unless actual salary is indicated above in the job description, actual pay will be based on skill, geographical location and experience.

$53,300.00-$100,700.00

Additionally, Unum offers a portfolio of benefits and rewards that are competitive and comprehensive including healthcare benefits (health, vision, dental), insurance benefits (short & long-term disability), performance-based incentive plans, paid time off, and a 401(k) retirement plan with an employer match up to 5% and an additional 4.5% contribution whether you contribute to the plan or not.  All benefits are subject to the terms and conditions of individual Plans.

Company:

Unum
Por favor confirme su dirección de correo electrónico: Send Email