Singapore
19 days ago
Compliance Manager
Responsibilities

Interactive Brokers is looking to hire a Compliance Manager (Core Compliance) based in Singapore for the APAC region (Singapore, Australia, and Hong Kong). The position will focus on Singapore with some regional exposure, and report to the Head of Core Compliance (APAC). The main responsibilities for this role include:

Acting as the liaison person to interact with MAS and other regulatory bodies; Researching, interpreting and advising the firm regarding compliance with laws, regulations and guidance applicable to brokers in Singapore; Drafting and implementing policies and procedures to comply with MAS and exchange requirements (e.g., SGX) Preparing written responses to regulatory enquiries Managing relevant regulatory inspection and audit reviews, including developing and implementing the relevant remedial action plans to address any findings. Required Qualifications and Skills: Must be a self-starter with strong analytical skills; Strong organizational skills with the ability to prioritize and work independently in a dynamic and fast-paced working environment; Comfort with computers and technology, and understanding of how technology is applied to business and regulatory problems. Excellent oral and written communication skills. Ability to develop compliance solutions that satisfy relevant regulations while executing sound business judgment. Ability to work in a small team environment and collaboratively. Proven experience and track record at a financial services regulatory agency, exchange or licensed financial services firm; Familiarity with the Singapore regulatory requirements; A “can-do” attitude with a willingness to learn. Company Benefits & Perks Competitive Salary, annual performance-based bonus and stock grant CPF Contributions Excellent medical insurance, including dental, specialist and inpatient Competitive package of Annual Leave Daily lunch ordered in house with fully stocked kitchen Modern offices with multi-monitor setups Great work life balance Unique opportunity to gain exposure to global financial products, markets and clientele Opportunities for career progression and job scope expansion in a global company with growing local presence Hybrid work arrangement role permitting

 

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