If you are hired to this position, you will be employed by Magnit Global. You will not be employed by City National Bank. *The Opportunity* The Compliance Analyst will review a variety of broker/dealer employee compliance requests to ensure that they are in compliance with company policy. These requests include compliance items such as: notification of a new outside business activity/second job; request to purchase securities in a personal account; requests to provide gifts and/or entertainment to clients; and other FINRA required disclosures. *The Responsibilities* * Responsible for identifying potential policy violations and escalating them appropriately.  * Participate in resulting investigations and reporting.  * Report to a supervisor with the Wealth Management Broker/Dealer Compliance division *The Qualifications* * Minimum 4 years compliance experience or minimum 5 years banking operations experience. * Minimum 3 years’ experience with Microsoft program. * Knowledge of FINRA/Broker-Dealer compliance issues, specifically Form U4 reportable items, such as PST, OBA, financial/criminal disclosures, etc. * Review daily quotas of compliance items for conformance to company policy * Escalate potential policy violations to management * Good knowledge of banking operations, government regulations, accounting principles and account reconcilement. * Excellent problem solving and analytical skills required. * Excellent verbal and written communication skills required to interact with all levels of Bank personnel and outside contacts. * College degree required. This is the pay range that Magnit reasonably expects to pay for this position: $56.67/hour - $60.75/hour Benefits: Medical, Dental, Vision, 401K *QUALIFICATION/LICENSURE* *Work Authorization :* Green Card, US Citizen, Other valid work visa *Preferred years of experience :* 4 years *Travel required :* No travel required *Shift timings :*