BUSINESS UNIT AND ROLE OVERVIEW 

This is a role on the Asset Wealth Management(“AWM”) Compliance Advisory team helping to provide compliance advisory services covering portfolio management, trading, sales and marketing activity within Goldman Sachs Asset Management (“GSAM”) and based in Dublin. The successful candidate will work with business partners, Legal and Compliance colleagues in connection with helping to respond to regulatory requests, respond to compliance queries from the business, uplift compliance program in response to regulatory reform, perform surveillance and forensic reviews, train the business in compliance matters, participate in policy updates and drafting, conduct marketing material sign off, and advise on sales activity.

EXPERIENCE

Ability to work as part of a global team as well as act as project lead on various compliance mattersFamiliar with the risk and compliance function of asset managementUnderstanding the development and implementation of compliance programsAbility to deal with business personnel and deliver good compliance outcomes in time constrained situations

RESPONSIBILITIES

Provide Compliance support and representation on AWM strategic initiatives Review and approval of financial promotion materialsProvide daily compliance surveillance of GSAM portfolios for regulatory requirements and applicable policies and proceduresAssistance in the production of board reports Participate in the review and evaluation of new instruments and vehicles to identify compliance issues and surveillance needsDevelop and draft compliance policies and procedures, outlining firm policies, regulations and best practicesEnsure breaches and complaints are logged and cover the compliance aspect of the sign offCreate compliance training programsCompliance advisory regarding global asset management marketing and distribution questions: UCITS/Non-UCITS/cross border distribution Review and approval of due diligence on third party distributors Compliance advisory on new GSAM fund launch projectsPreparation, organisation and delivery of compliance trainingsMiscellaneous projects as required

QUALIFICATIONS

3 years regulatory risk or compliance experience (asset management experience preferred)Highly motivated risk and control focused individual with excellent judgmentKnowledge of investment instruments including derivativesGeneral compliance knowledge and familiarity with CBI and FCA regulations, MiFID, UCITS, AIFMD and SFDR Effective analytical and organizational skillsStrong verbal and written communication skillsAbility to handle multiple tasks with attention to detail and work under pressureAbility to work both independently and as part of a team ABOUT GOLDMAN SACHS   At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.   We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers.  We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html © The Goldman Sachs Group, Inc., 2025. All rights reserved. Goldman Sachs is an equal opportunity employer and does not discriminate on the basis of race, color, religion, sex, national origin, age, veterans status, disability, or any other characteristic protected by applicable law.