Client Onboarding Specialist (KYC / AML)
UBS
Are you client oriented? Do you like to challenge the status quo and improve processes?
We are looking for a team member to help support the local securities and bank branch clients by performing the following tasks:
• support end-to-end client onboarding process by becoming an SME in KYC and regulatory requirements of Japan, UK, USA, Hong Kong, Singapore
• manage prioritization, take ownership of cases and escalate where necessary, collaborate with global regulatory, tax and KYC Review teams
• responding to upcoming regulatory changes and new requirements which impact the local franchise
• ensuring all documentation is maintained and updated properly
• facing off external clients and internal colleagues such as Front Office, Middle Office, Compliance, Legal
• other team tasks include: reporting and MIS generation, supporting remediation projects, client classification review, planning and participating in IT changes, support/initiate automation and simplification projects
We are looking for a team member to help support the local securities and bank branch clients by performing the following tasks:
• support end-to-end client onboarding process by becoming an SME in KYC and regulatory requirements of Japan, UK, USA, Hong Kong, Singapore
• manage prioritization, take ownership of cases and escalate where necessary, collaborate with global regulatory, tax and KYC Review teams
• responding to upcoming regulatory changes and new requirements which impact the local franchise
• ensuring all documentation is maintained and updated properly
• facing off external clients and internal colleagues such as Front Office, Middle Office, Compliance, Legal
• other team tasks include: reporting and MIS generation, supporting remediation projects, client classification review, planning and participating in IT changes, support/initiate automation and simplification projects
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