We are currently seeking an Audit Engagement Manager – Investments & Funds to join our Global Investment and Financial Audit Services (GIFAS) team! This critical role focuses on evaluating risk and strengthening controls in GIFAS, including front-office (investment/portfolio management), middle-office (investment operations), and back-office (fund accounting and oversight) functions. In this role you will lead and collaborate with cross-functional teams to complete risk-based audit engagements, assess internal controls, and influence senior leadership to enhance the control environment. You may also serve as a subject matter expert on investment products and processes. This role requires strong critical thinking, project management, relationship-building, communication, and decision-making skills. Responsibilities + Act as a trusted advisor to internal audit leadership and investment teams on governance, risk, and control matters. + Lead multiple audit and consulting engagements concurrently in a matrixed environment, delivering high-quality work and actionable recommendations. + Support annual and ongoing risk assessments and contribute to the development of the audit plan. + Clearly communicate audit objectives, progress, and results to stakeholders at all levels, and influence management to implement improvements. + Build and maintain strong relationships with leaders across the Investment Lifecycle, risk partners, and functional areas. + Develop deep knowledge of relevant processes, regulations, and risks within the scope of each engagement. + Evaluate the adequacy of internal controls, identify gaps, and recommend continuous improvements. + Perform complex audit analysis and provide well-supported findings and ratings to senior management. + Review team deliverables, set expectations, and provide coaching and feedback to support professional development. + Promote innovation by applying agile audit techniques and finding opportunities to enhance audit efficiency and effectiveness. + Participate in special projects and other duties as assigned. Qualifications + Bachelor’s degree in business, finance, accounting, or a related field; advanced degree (e.g., MBA) or professional certification (CIA, CFA, FRM) preferred. + Minimum of 5 years of proven experience in financial services, preferably in asset management, internal audit, or risk and controls. + Strong technical knowledge of investment and trading lifecycles, capital markets, and regulatory frameworks. + Proven ability to manage complex projects in a dynamic, fast-paced environment. + Proficiency in data analytics and the ability to derive insights to support audit conclusions. + Excellent written and verbal communication skills, with the ability to influence and collaborate across teams. + Strong interpersonal skills and a client-focused mindset, with experience presenting findings to senior leadership. + Demonstrated conceptual thinking and the ability to challenge the status quo constructively. Work Arrangement This is a hybrid position based in Chesterbrook, PA. Candidates must be able to report into the office 3 days/week. Special Factors Sponsorship Vanguard is not offering visa sponsorship for this position. About Vanguard At Vanguard, we don't just have a mission—we're on a mission. To work for the long-term financial wellbeing of our clients. To lead through product and services that transform our clients' lives. To learn and develop our skills as individuals and as a team. From Malvern to Melbourne, our mission drives us forward and inspires us to be our best. How We Work Vanguard has implemented a hybrid working model for the majority of our crew members, designed to capture the benefits of enhanced flexibility while enabling in-person learning, collaboration, and connection. We believe our mission-driven and highly collaborative culture is a critical enabler to support long-term client outcomes and enrich the employee experience.