Assistant Manager - Regulatory Compliance
Langham Hall
Assistant Manager - Regulatory Compliance
DescriptionLangham Hall was formed to provide professional services by providing high quality accounting, fund administration and investor reporting services to real estate, debt, infrastructure and private equity fund clients. The Company was started in 2006 and now has operations in London, Luxembourg, Hong Kong, Singapore, Shenzhen, New York, Philadelphia, Japan, and the Channel Islands, with over 800 staff representing net assets of USD 190bn. Summary Langham Hall is looking for a committed and proactive Assistant Manager to join our Regulatory Compliance team on a part-time basis (three days a week). We warmly welcome returners and those looking to re-start or balance their career after a break. In this role, you will help develop and strengthen our UK compliance function across our Depositary, Fund Administration and Fund Operator business units (note: this does not cover our UK Fund Management and Appointed Representative AIFM business). You’ll cover compliance advisory, monitoring and ensuring we meet FCA requirements and all other applicable laws and regulations. You’ll champion a strong compliance culture and work positively and proactively with stakeholders across the business. Reporting to the Head of Regulatory Compliance and supported by two junior compliance team members, this is a fantastic opportunity to learn, make an impact and be part of a dynamic, entrepreneurial business.
Key Responsibilities\nPromote ‘compliance culture’;\nAdvise on the Rules associated with the Firm’s current and proposed business activities as subject matter expert on issues of Regulatory Compliance & Risk;\nEstablish, update and advise on written policies, procedures and guidelines;\nOversee submission of reporting through RegData & Connect;\nUpdate and implement the compliance monitoring programme that reacts to the risks faced by the business and provides active challenge to management;\nIdentify and/or coordinate and review information on compliance-related issues (e.g., risk events, breach of regulations, client complaints);\nMonitor relevant regulatory change developments and issue updates to the business in a timely manner;\nLiaise with other functions as appropriate while fulfilling the above roles; \nProvide leadership and guidance to junior compliance team; and\nAny other task assigned from time to time or arising from initiatives of Langham Hall UK.\n
Skills, Knowledge and Expertise \nPrevious strong regulatory compliance experience and relevant compliance qualifications; \nSelf-starter with the ability to prioritize and manage multiple projects and responsibilities;\nHigh degree of self-reliance and self-motivation and should be able to take initiative for problem resolution;\nUnderstanding of CASS rules beneficial;\nUnderstanding of Data Protection law and application beneficial;\nAbility to work autonomously and as team leader;\nAbility to work under pressure while maintaining high accuracy and quality standards;\nAbility to demonstrate integrity in all tasks and functions performed;\nSpecific knowledge of fund accounting , transfer agency and the alternative investment management in the private equity and real estate sectors beneficial; \nExcellent knowledge of compliance monitoring procedures and reporting;\nBe able to provide detailed and analytical analyses of risks posed to the business;\nStrong presentation skills (verbal and written);\nProficient in MS Office; and\nDemonstrate commitment for quality and should be flexible to work for extended hours to complete high priority deliverables. \n
Minimum Education/Qualifications: \nThe candidate must hold a 2:1 University Degree;\nThe candidate should have 3- 5 years experience in a similar role in Compliance and Risk environment; and\nKnowledge and experience of client due diligence.\n\n
Benefits\nHealth Insurance (after passing your probation period);\nDiscounted gym membership\nPension of 5% employer – 4% employee;\nCycle to work scheme;\nNumerous wellbeing initiatives/platforms. \n
Department: Compliance
Employment Type: Part Time
Location: London
DescriptionLangham Hall was formed to provide professional services by providing high quality accounting, fund administration and investor reporting services to real estate, debt, infrastructure and private equity fund clients. The Company was started in 2006 and now has operations in London, Luxembourg, Hong Kong, Singapore, Shenzhen, New York, Philadelphia, Japan, and the Channel Islands, with over 800 staff representing net assets of USD 190bn. Summary Langham Hall is looking for a committed and proactive Assistant Manager to join our Regulatory Compliance team on a part-time basis (three days a week). We warmly welcome returners and those looking to re-start or balance their career after a break. In this role, you will help develop and strengthen our UK compliance function across our Depositary, Fund Administration and Fund Operator business units (note: this does not cover our UK Fund Management and Appointed Representative AIFM business). You’ll cover compliance advisory, monitoring and ensuring we meet FCA requirements and all other applicable laws and regulations. You’ll champion a strong compliance culture and work positively and proactively with stakeholders across the business. Reporting to the Head of Regulatory Compliance and supported by two junior compliance team members, this is a fantastic opportunity to learn, make an impact and be part of a dynamic, entrepreneurial business.
Key Responsibilities\nPromote ‘compliance culture’;\nAdvise on the Rules associated with the Firm’s current and proposed business activities as subject matter expert on issues of Regulatory Compliance & Risk;\nEstablish, update and advise on written policies, procedures and guidelines;\nOversee submission of reporting through RegData & Connect;\nUpdate and implement the compliance monitoring programme that reacts to the risks faced by the business and provides active challenge to management;\nIdentify and/or coordinate and review information on compliance-related issues (e.g., risk events, breach of regulations, client complaints);\nMonitor relevant regulatory change developments and issue updates to the business in a timely manner;\nLiaise with other functions as appropriate while fulfilling the above roles; \nProvide leadership and guidance to junior compliance team; and\nAny other task assigned from time to time or arising from initiatives of Langham Hall UK.\n
Skills, Knowledge and Expertise \nPrevious strong regulatory compliance experience and relevant compliance qualifications; \nSelf-starter with the ability to prioritize and manage multiple projects and responsibilities;\nHigh degree of self-reliance and self-motivation and should be able to take initiative for problem resolution;\nUnderstanding of CASS rules beneficial;\nUnderstanding of Data Protection law and application beneficial;\nAbility to work autonomously and as team leader;\nAbility to work under pressure while maintaining high accuracy and quality standards;\nAbility to demonstrate integrity in all tasks and functions performed;\nSpecific knowledge of fund accounting , transfer agency and the alternative investment management in the private equity and real estate sectors beneficial; \nExcellent knowledge of compliance monitoring procedures and reporting;\nBe able to provide detailed and analytical analyses of risks posed to the business;\nStrong presentation skills (verbal and written);\nProficient in MS Office; and\nDemonstrate commitment for quality and should be flexible to work for extended hours to complete high priority deliverables. \n
Minimum Education/Qualifications: \nThe candidate must hold a 2:1 University Degree;\nThe candidate should have 3- 5 years experience in a similar role in Compliance and Risk environment; and\nKnowledge and experience of client due diligence.\n\n
Benefits\nHealth Insurance (after passing your probation period);\nDiscounted gym membership\nPension of 5% employer – 4% employee;\nCycle to work scheme;\nNumerous wellbeing initiatives/platforms. \n
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