How You Will Fulfill Your Potential

Manage all aspects of issue identification, analysis, remediation and monitoring & reporting, including collaboration with issue owners, aggregation of issues across the business, and facilitation of executive reporting.Proactively identify potential business risks, process deficiencies, and potential gaps/ weaknesses in risk management standards.Develop process and controls environment (inventory and maps) across asset management, wealth management and consumer businessesLead process deep dives by reviewing process documentation (process maps, procedures, etc.) to document existing controls and identify control gapsInnovate controls testing strategies, emphasizing operational risk management and long-term remediation measuresPartner with other business units and support teams to remediate issues and assist with implementation of corrective actions related to control failures and operational risk eventsDevelop executive reporting and other data-driven deliverables, with a focus on providing appropriate content, context, and structure in a precise and timely manner.Monitor progress and measure performance to identify areas for improvement.Focus on continuous improvement and evolution to meet changing requirements to support maximum visibility to the executive audience.Gather and synthesize data to perform root cause analysis and determine thematic trends related to issues identified by the business first, second and third lines of defense. Collaborate with cross-functional teams to resolve operational inconsistencies and enhance controls testing processes.Become a subject matter expert in areas of the operational risk management framework executed across Wealth ManagementBe a critical thinker: Thoughtful, self-aware, and use available evidence to make decisions.Pro-actively seek out areas to add value 

Skills & Experience We’re Looking For

Bachelor's degree in Risk Management, Business, Finance or a related fieldA minimum of 3+ years of experience in a role in financial services with operational risk exposure or audit or broader risk management Exposure to financial services, operational risk, audit or risk management a plus Exposure to Wealth Management a plus Ability to work independently and collaboratively in a fast-paced environment Experience in risk analysis and management and/or an understanding of regulations and regulatory reform strongly preferred Advanced project management, analytical and research skills with a demonstrated ability to manage projects from inception through completionAdvanced analytical, critical thinking, problem solving, organizational and time management skillsExceptional communication and interpersonal skillsAbility to work under pressure and manage tight deadlines or unexpected changes in expectations or requirementsExood judgment and discretionExperience building reports and presentations. Expert level proficiency in the Microsoft tool suite, including Excel, Word and PowerPoint